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Series 63 Exam Home Study Prep



Product Description

Series 63

The Series 63 Course, commonly known as Uniform Securities Agent State Law Course was developed by the North American Securities Administrators Association (NASAA). It is administered by the Financial Industry Regulatory Authority (FINRA). The program encompasses the essential principles, regulatory requirements and components that are incorporated in the FINRA examination. It is designed to provide support for candidates preparing for FINRA’s uniform state qualification examination. This license is a necessity for candidates to qualify as securities agents. Candidates also need to be familiar with the Uniform Securities Act and the NASAA’s Statement of Policy and Model Rules.


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